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Entrepreneurial Law Resources

Government Resources

U.S. Securities and Exchange Commission Doing Business with Securities Exchange An online document that was created by the SEC to increase industry awareness about doing business with the SEC. SEC Small Business site also provides access to federal securities laws, corporate finance, additional resources on raising capital, and going public.


Washington State Department of Financial Institutions Division of Securities Provides access to securities statutes and rules and enforcement actions as well as verify licenses & registration status. Also provides access to securities forms, and securities registration, notifications and exemptions.